Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Pirone is a financial advisor with over 25 years of experience in the industry. Eric is currently registered with Silver Leaf Partners, LLC and has a Series 65, Series 63, Series 3, Series 7 and SIE license. Eric has also previously worked for several firms, including BARINGS SECURITIES LLC, OCTAVUS LLC, LINCOLN FINANCIAL DISTRIBUTORS, INC., DWS SCUDDER DISTRIBUTORS, INC., PIONEER FUNDS DISTRIBUTOR, INC., FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. and FIDELITY BROKERAGE SERVICES, INC. Eric is currently registered to offer securities in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/24/2022 - Present
Silver Leaf Partners, LLC (NEW YORK NY)
NC
01/07/2014 - 02/07/2020
BARINGS SECURITIES LLC (CHARLOTTE NC)
MN
08/02/2011 - 10/12/2012
OCTAVUS LLC (EXCELSIOR MN)
NY
03/16/2010 - 08/04/2011
SILVER LEAF PARTNERS, LLC (NEW YORK NY)
PA
07/07/2008 - 05/11/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IL
12/05/2003 - 04/11/2008
DWS SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
MA
06/05/2003 - 11/24/2003
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
RI
05/08/1996 - 06/12/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/22/1993 - 11/11/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
09/13/1991 - 11/11/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 07/31/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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