Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric P. Hermes is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Eric has been in the securities industry since October 2008. Eric has passed the Series 6, 7, 63 and 66 exams. Eric has been registered with JPMorgan Chase Bank N.A., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America, N.A. Eric is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is located in the Chesterfield TWP, MI branch office. Eric is also registered with the state of Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHESTERFIELD TWP MI)
MI
10/01/2012 - 11/18/2015
J.P. MORGAN SECURITIES LLC (HARPER WOODS MI)
MI
10/23/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HARPER WOODS MI)
BOTH
Issued 03/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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