Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Norris Haley is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in Pennsylvania and Texas. Eric has been in the industry for over 20 years and has a wide range of experience in providing financial advice to individuals, corporations, and other institutions. Eric holds a Series 7, 31, and 66 license. Eric is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/23/2020 - Present
Stifel, Nicolaus & Company, Inc. (GREENSBURG PA)
PA
07/22/2004 - 01/07/2013
PNC INVESTMENTS (CALIFORNIA PA)
NJ
02/21/2002 - 07/22/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
03/29/2001 - 02/04/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
09/27/2000 - 02/22/2001
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
BOTH
Issued 04/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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