Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Nolan Tharp is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. Eric has been in the industry since May 15, 2013 and has a combined 11 years of experience. He has worked at several firms including Santander Securities LLC and NYLIFE Securities LLC. Eric holds Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
PA
08/24/2018 - Present
Tiaa-Cref Individual & Institutional Services, LLC (STATE COLLEGE PA)
PA
01/28/2015 - 08/03/2018
SANTANDER SECURITIES LLC (HARRISBURG PA)
PA
02/11/2013 - 11/14/2014
NYLIFE SECURITIES LLC (HARRISBURG PA)
IA
Issued 07/20/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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