Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Nichols is a financial advisor with over 25 years of experience in the financial services industry. Eric is a registered representative of TCFG Investment Advisors, LLC and a Registered Investment Advisor with the state of California. Eric specializes in providing financial planning and portfolio management services to individuals and families, as well as retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2020 - Present
Tcfg Investment Advisors, LLC (LAGUNA NIGUEL CA)
CA
06/01/2009 - 03/13/2019
MORGAN STANLEY (ROLLING HILLS CA)
CA
03/05/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROLLING HILLS CA)
MI
05/09/1996 - 03/08/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 10/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Nichols is the right advisor for you? Invested Better is here to help.
