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Eric Nicholas Arnoldi

Vanguard Marketing Corp.

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About Eric Nicholas Arnoldi

Eric Arnoldi is a financial advisor at Vanguard Marketing Corp. located in Malvern, PA. Eric has been in the financial industry since August 4, 1999. Eric is registered with the state of Pennsylvania as well as 52 other states. Eric is a Series 4, 7, 24, 53, and 63 licensed representative.

Firm Information

Eric Arnoldi is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Arnoldi’s Registration & Firm History

PA

02/24/2000 - Present

Vanguard Marketing Corp. (MALVERN PA)

NJ

03/23/1999 - 10/11/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 04/15/1999

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/05/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/29/2019

Series 4 - Registered Options Principal Examination

BC

Issued 04/17/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/13/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Nicholas Arnoldi.
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