Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Newman is an investment advisor representative at Dominari Securities LLC. Eric has over 27 years of experience in the securities industry. He is licensed to sell securities in all 50 states and the District of Columbia. He has a Series 7, 63, 24, 4, 3, 65, SIE, 99 and 79 license. He is also a registered representative with FINRA and a member of the Securities Industry and Financial Markets Association (SIFMA). Eric is a dedicated professional who is committed to providing his clients with the highest level of service. He has a proven track record of success in helping his clients achieve their financial goals. Eric specializes in providing financial planning, portfolio management, and investment advisory services to individuals and businesses. He is also a licensed insurance producer and is well-versed in the complexities of life and variable insurance products. Eric is a valuable resource for clients seeking guidance and support with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/11/2024 - Present
Dominari Securities LLC (NEW YORK NY)
NY
09/01/2017 - 04/05/2024
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
01/23/2007 - 09/29/2017
NATIONAL SECURITIES CORPORATION (MINEOLA NY)
NY
12/01/2003 - 02/05/2007
FIRST MONTAUK SECURITIES CORP. (PORT WASHINGTON NY)
NJ
07/24/2001 - 12/31/2003
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NY
02/23/1998 - 08/02/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NJ
06/12/1996 - 02/23/1998
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NY
10/17/1995 - 06/17/1996
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2002
Series 4 - Registered Options Principal Examination
BC
Issued 08/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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