Unclaimed
Eric Neal Sawyer is a financial advisor with over 20 years of experience in the industry. Eric is a registered representative of Cambridge Investment Research Advisors, Inc. His office is located in Lubbock, Texas. Eric has passed both the Series 63 and Series 65 exams and is also a Certified Financial Planner. In addition to his work with Cambridge, Eric is the owner of Peacefield Wealth Solutions, a firm specializing in financial planning and insurance services. Eric is passionate about helping clients achieve their financial goals, and he takes a comprehensive approach to wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
09/01/2010 - Present
Cambridge Investment Research Advisors, Inc. (LUBBOCK TX)
TX
10/18/2007 - 09/07/2010
FSC SECURITIES CORPORATION (DALLAS TX)
TX
03/27/2003 - 10/10/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
IA
Issued 03/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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