Unclaimed
Eric Nathan Peiffer is a financial advisor with Keybanc Capital Markets Inc. in Cleveland, Ohio. Eric has been in the financial industry since November 11, 1997 and is registered with FINRA and the state of Ohio. Eric holds Series 7, 24, 63, 79, and SIE licenses. He is also registered in 51 other states. Eric is a skilled and experienced financial advisor with a strong commitment to his clients. He is a valuable asset to Keybanc Capital Markets Inc. and provides a variety of financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/15/2003 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
NY
10/24/1997 - 04/25/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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