Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Zoller is a financial professional with over 19 years of experience in the industry. Eric is currently registered with Harris Williams and is licensed in 37 states. Eric holds a Series 7, Series 24, Series 63, Series 79TO, Series 99TO and SIE license. Previously, Eric worked at SIXPOINT PARTNERS LLC and HAPOALIM SECURITIES USA, INC.. Eric was also previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Eric's areas of expertise include investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/28/2023 - Present
Harris Williams (New York NY)
NY
06/25/2008 - 08/04/2023
SIXPOINT PARTNERS LLC (NEW YORK NY)
NY
10/24/2007 - 06/26/2008
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
07/28/2004 - 11/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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