Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Guzman is a financial professional registered in California with over 5 years of industry experience. Eric Guzman is currently registered with Guggenheim Securities, LLC and has held previous positions at Credit Suisse Securities (USA) LLC. Eric Guzman has passed the Series 63, SIE and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/09/2019 - Present
Guggenheim Securities, LLC (SAN FRANCISCO CA)
CA
08/12/2014 - 05/03/2019
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
BC
Issued 09/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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