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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Monroe is a financial advisor with over 30 years of experience in the industry. He is currently registered with Aurora Private Wealth, Inc. and has previously worked at other firms including MML Investors Services, LLC and AXA Advisors, LLC. Eric Monroe is licensed to provide financial and investment advisory services in several states, including Florida, Hawaii, Minnesota, Nevada, New Jersey, New York, and Texas. He holds Series 4, 6, 7, 8, 24, 63, and 65 licenses. Eric Monroe also provides retirement planning and benefits consulting services. He has a strong track record of providing customized financial solutions to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/16/2021 - Present
Aurora Private Wealth, Inc. (ROCKAWAY NJ)
NY
02/20/2008 - 05/05/2017
MML INVESTORS SERVICES, LLC (GARDEN CITY NY)
PA
06/07/2006 - 12/31/2007
UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)
NY
07/23/2001 - 01/06/2006
AXA ADVISORS, LLC (NEW YORK NY)
GA
11/20/2000 - 06/29/2001
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
FL
06/11/1999 - 11/16/2000
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
NA
04/05/1999 - 04/14/1999
BARRON CHASE SECURITIES, INC.
NY
01/10/1997 - 04/08/1999
STATE STREET SECURITIES, INC. (GREAT NECK NY)
NA
09/07/1994 - 12/04/1996
KENSINGTON WELLS INCORPORATED
RI
07/05/1988 - 08/19/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 07/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/1997
Series 4 - Registered Options Principal Examination
BC
Issued 03/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 09/10/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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