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Eric Micheal Lowell

Foreside Fund Services, LLC

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About Eric Micheal Lowell

Eric Lowell is an investment advisor representative with Foreside Fund Services, LLC based in San Francisco, California. Eric has been in the industry since 1999 and holds the Series 7, Series 31, Series 52, and Series 63 licenses. Eric previously worked at BlackRock Investments, LLC, Tortoise Securities, LLC, Montage Securities, LLC, State Farm VP Management Corp., Phoenix Equity Planning Corporation, Commerce Brokerage Services, Inc., Morgan Stanley DW Inc., and Olde Discount Corporation. Eric is currently registered to provide investment advice in 51 states.

Firm Information

Eric Lowell is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Lowell’s Registration & Firm History

CA

09/13/2023 - Present

Foreside Fund Services, LLC (San Francisco CA)

CA

10/30/2019 - 06/28/2023

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

KS

07/06/2017 - 08/15/2019

TORTOISE SECURITIES, LLC (OVERLAND PARK KS)

KS

10/28/2013 - 07/03/2017

MONTAGE SECURITIES, LLC (OVERLAND PARK KS)

IL

11/11/2009 - 08/16/2013

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

PA

02/04/2009 - 04/15/2009

PHOENIX EQUITY PLANNING CORPORATION (PHILADELPHIA PA)

CT

11/13/2006 - 02/04/2009

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

MO

07/19/2001 - 11/15/2006

COMMERCE BROKERAGE SERVICES, INC. (KANSAS CITY MO)

NY

10/06/1999 - 07/09/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

MI

07/22/1998 - 08/20/1999

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 10/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 09/29/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/21/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Micheal Lowell. Review regulatory record here.
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