Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Tanaka is a securities professional with experience in the financial services industry. Eric has been registered with the Financial Industry Regulatory Authority (FINRA) since November 2012. Eric currently works for Wellington Funds Distributors Inc. and is registered in Massachusetts. Eric holds the following FINRA licenses: Series 7, Series 24, and Series 63. Eric also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/12/2012 - Present
Wellington Funds Distributors Inc. (BOSTON MA)
BC
Issued 11/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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