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Eric Michael Szendrey

First Trust Advisors LP

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About Eric Michael Szendrey

Eric Szendrey is a financial professional with over 9 years of experience in the industry. Eric is currently registered with First Trust Advisors LP in Illinois. Before joining First Trust Advisors, Eric was affiliated with Lord Abbett Distributor LLC and Pruco Securities, LLC. Eric holds FINRA Series 6, 7, 63, and 65 licenses and the SIE designation.

Firm Information

Eric Szendrey is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Eric Szendrey’s Registration & Firm History

MA

02/01/2024 - Present

First Trust Advisors LP (PLYMOUTH MA)

NJ

01/19/2016 - 01/29/2024

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

PA

08/15/2014 - 12/03/2015

PRUCO SECURITIES, LLC. (CHALFONT PA)

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Licenses & Designations

IA

Issued 03/02/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/15/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Michael Szendrey.
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