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Eric Michael Smith

Invicta Advisors LLC

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About Eric Michael Smith

Eric Michael Smith is an investment advisor representative at Invicta Advisors LLC in Upper Chichester, Pennsylvania. Eric has been in the financial services industry since January 2005. Eric is also a licensed representative of Trustmont Financial Group, Inc. and Transamerica Financial Advisors, Inc. Eric has a Series 6, 11, 63, and 65 license. Eric is also a Registered Investment Advisor in Pennsylvania.

Firm Information

Eric Smith is currently registered with Invicta Advisors LLC. Invicta Advisors LLC is an investment advisor based in OAKMONT, PA. The firm has 9 licensed agents, 42 registered representatives, and 9 investment advisory functions. Invicta Advisors LLC manages approximately $192,282,372 in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans.
Invicta Advisors LLC

527 CEDAR WAY

OAKMONT, PA 15139

$192.28M

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Smith’s Registration & Firm History

PA

10/25/2018 - Present

Invicta Advisors LLC (Upper Chichester PA)

PA

01/25/2013 - 11/15/2018

TRUSTMONT FINANCIAL GROUP, INC. (DOYLESTOWN PA)

PA

01/04/2005 - 01/29/2013

TRANSAMERICA FINANCIAL ADVISORS, INC (DOYLESTOWN PA)

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Licenses & Designations

IA

Issued 10/09/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/04/2004

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Michael Smith.
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