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Eric Michael Sivin

Cantor Fitzgerald & Co.

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About Eric Michael Sivin

Eric Michael Sivin is a financial professional with over 13 years of experience in the financial services industry. Eric has held positions at several prominent firms, including JMP Securities LLC, Dawson James Securities, Inc., Rodman & Renshaw, LLC, and Citigroup Global Markets Inc. Eric is currently registered with Cantor Fitzgerald & Co. and holds a Series 7, Series 24, Series 63, Series 79TO and SIE license. Eric is registered in 18 states.

Firm Information

Eric Sivin is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Sivin’s Registration & Firm History

NY

07/12/2016 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

01/02/2013 - 02/03/2016

JMP SECURITIES LLC (NEW YORK NY)

FL

09/18/2012 - 10/18/2012

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

NY

09/23/2009 - 09/14/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

03/23/2007 - 08/16/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric Michael Sivin.
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