Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Mulligan is a financial advisor with U.S. Bancorp Investments, Inc. Eric has been in the financial services industry for over 10 years. He holds the Series 6, 7, 63 and 66 licenses. Eric is registered with the state of Nebraska, as well as in California. Eric has previously worked with LPL Financial LLC, Wells Fargo Clearing Services, LLC, TD Ameritrade, Inc., Securities America, Inc., and Pacific Select Distributors, Inc. His clients include high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NE
11/28/2023 - Present
U.s. Bancorp Investments, Inc. (Omaha NE)
NE
11/30/2021 - 11/24/2023
LPL FINANCIAL LLC (OMAHA NE)
NE
04/15/2014 - 12/10/2021
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
NE
12/19/2013 - 04/17/2014
TD AMERITRADE, INC. (OMAHA NE)
NE
01/26/2012 - 05/01/2012
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
03/03/2011 - 06/16/2011
PACIFIC SELECT DISTRIBUTORS, INC. (OMAHA NE)
BOTH
Issued 08/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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