Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Michael Miller is a registered investment advisor representative and a broker, with over 20 years of experience in the financial services industry. Eric is currently registered with Janney Montgomery Scott LLC and has previously held positions at Wachovia Securities, LLC, Deutsche Bank Securities Inc., DB Alex. Brown LLC and Alex. Brown & Sons Incorporated. Eric has earned the Series 63, 65, 7, 9, 10 and SIE licenses. Eric's areas of specialization include portfolio management for individuals and businesses, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
01/28/2015 - Present
Janney Montgomery Scott LLC (TOWSON MD)
MO
12/03/2002 - 03/07/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/21/2001 - 12/09/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 03/06/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
07/01/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 01/28/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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