Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Leger is a financial advisor with Fidelity Brokerage Services LLC. Eric has been in the securities industry since April 16, 2010 and is registered to offer securities in Massachusetts, Rhode Island, Texas and Utah. Eric holds the Series 6, 7, 9, 10, 24, 26 and SIE licenses. Eric previously worked for Fidelity Distributors Company LLC, Fidelity Distributors Corporation, and Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/06/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
04/13/2011 - 03/24/2022
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
RI
10/24/2013 - 12/31/2019
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
03/16/2009 - 03/23/2010
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 05/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 05/01/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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