Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Kroll is a licensed investment advisor with over 10 years of experience in the financial services industry. Eric is currently registered with TP Icap Global Markets Americas LLC. Eric has previously worked with ICAP Securities USA LLC and E.J. Sterling, LLC. Eric holds several professional licenses including Series 3, 4, 7, 24, 55, 57TO, 63, and 66 licenses. Eric has experience in various investment products and services, including securities, commodities, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/17/2016 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
12/22/2015 - 06/30/2016
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
05/10/2012 - 12/24/2015
E.J. STERLING, LLC (NEW YORK NY)
IA
Issued 11/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2020
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/02/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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