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Eric Michael Johnson

Kestra Investment Services, LLC

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About Eric Michael Johnson

Eric Johnson is a financial advisor with Kestra Investment Services, LLC. Eric has been in the industry since 2012. Eric is licensed in Florida and Ohio, and holds Series 6, 7, 63 and 66 securities licenses. Previously Eric was employed by Truist Investment Services, Inc., BB&T Securities, LLC and BB&T Investment Services, Inc. in Maryland.

Firm Information

Eric Johnson is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Johnson’s Registration & Firm History

MD

06/18/2024 - Present

Kestra Investment Services, LLC (Frederick MD)

MD

02/17/2021 - 05/03/2024

TRUIST INVESTMENT SERVICES, INC. (FREDERICK MD)

VA

01/02/2018 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

MD

09/09/2014 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (FREDERICK MD)

MD

12/07/2011 - 08/08/2014

WELLS FARGO ADVISORS, LLC (GERMANTOWN MD)

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Licenses & Designations

BOTH

Issued 04/25/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2013

Series 7 - General Securities Representative Examination

BC

Issued 12/06/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Michael Johnson. Review regulatory record here.
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