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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Michael Harley is an investment advisor representative currently registered with Sowell Management. Eric Michael Harley has been in the industry since 2000 and holds the Series 7, 63 and 65 registrations. Eric Michael Harley has previously worked at several firms including Purshe Kaplan Sterling Investments, International Assets Advisory, LLC, Signator Investors, Inc., Transamerica Financial Advisors, Inc. and Prudential Securities Incorporated. Eric Michael Harley is also an insurance agent with a focus on fixed and traditional insurance. Eric Michael Harley specializes in retirement planning, asset management and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
01/05/2017 - Present
Sowell Management (Indianapolis IN)
IN
01/13/2017 - 06/20/2023
PURSHE KAPLAN STERLING INVESTMENTS (Indianapolis IN)
FL
08/11/2016 - 12/31/2016
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
IN
05/13/2016 - 08/11/2016
SIGNATOR INVESTORS, INC. (INDIANAPOLIS IN)
IN
01/09/2003 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (INDIANAPOLIS IN)
NY
07/21/2000 - 01/07/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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