Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Michael Figueroa is a financial advisor with MFS Fund Distributors, Inc., with over 15 years of experience in the industry. Eric is a Series 7, Series 6, Series 63 and Series 65 licensed advisor and is registered in Alabama, California, Florida, Georgia, Hawaii, Massachusetts, Mississippi, North Carolina, Oregon, Puerto Rico, South Carolina, Tennessee and Washington. Eric has previously held positions at ITAU INTERNATIONAL SECURITIES INC., HSBC SECURITIES (USA) INC., and HSBC BROKERAGE (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/14/2016 - Present
MFS Fund Distributors, Inc. (MIAMI FL)
FL
04/17/2013 - 11/01/2016
ITAU INTERNATIONAL SECURITIES INC. (MIAMI FL)
FL
01/01/2005 - 04/15/2013
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
04/06/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IA
Issued 11/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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