Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Earnhardt is a financial advisor with TFS Derivatives LLC in New York, NY. He has been in the industry since 1995 and has held several roles at various firms, including Tradition Securities and Derivatives LLC, TFS Derivatives Corporation, and Standard Credit Securities Inc. Eric is registered with FINRA and holds multiple licenses, including Series 3, 4, 7, 14, 24, 27, 52TO, 53, 79TO, 99TO and the SIE. Eric is licensed in several states including California, Colorado, Connecticut, Georgia, Illinois, Maryland, Minnesota, Missouri, New Jersey, New York, Ohio, Oklahoma, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/27/2016 - Present
TFS Derivatives LLC (NEW YORK NY)
NY
10/19/2009 - 07/09/2024
TRADITION SECURITIES AND DERIVATIVES LLC (NEW YORK NY)
NY
01/05/2010 - 04/22/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
10/19/2009 - 02/14/2015
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
09/13/2010 - 08/22/2014
AVATAR CAPITAL GROUP LLC (NEW YORK NY)
PA
01/23/2009 - 12/31/2009
EMERGING GROWTH EQUITIES, LTD. (BRYN MAWR PA)
NY
12/08/2008 - 06/19/2009
THOMASLLOYD CAPITAL LLC (PLEASANTVILLE NY)
PA
07/18/2003 - 12/05/2008
EMERGING GROWTH EQUITIES, LTD. (KING OF PRUSSIA PA)
NY
03/07/2003 - 05/08/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NJ
10/02/2000 - 03/07/2003
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
NY
05/30/2000 - 09/29/2000
LEVEL JUMP TRADING, INC. (NEW YORK NY)
NY
01/14/1999 - 05/22/2000
DIRKS & COMPANY, INC. (NEW YORK NY)
NJ
06/06/1995 - 02/03/1999
EARNHARDT CO., INC. (WESTFIELD NJ)
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2009
Series 14 - Compliance Officer Examination
BC
Issued 03/10/2009
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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