Unclaimed
Eric Michael Brown is a registered representative with Charles Schwab & CO., Inc. He has been in the financial industry since May 31, 2023. Eric is licensed to sell securities in Arizona and has passed the Series 99TO and the SIE exams. Eric's professional focus is to help clients with financial planning and advising.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
06/01/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
BC
Issued 06/01/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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