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Eric Maurice Smith

Bofa Securities, Inc.

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About Eric Maurice Smith

Eric Maurice Smith is a registered representative with Bofa Securities, Inc. Eric Smith holds licenses in 51 states and is registered with FINRA. Eric Smith holds the Series 50, Series 63, Series 7TO, Series 52TO, and SIE licenses. Eric Smith has been in the industry for 6 years. Eric Smith specializes in Fixed Income and Institutional Sales. Eric Smith is located in the Charlotte, North Carolina branch office.

Firm Information

Eric Smith is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Eric Smith’s Registration & Firm History

NC

07/18/2022 - Present

Bofa Securities, Inc. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/05/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/10/2022

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2016

Series 50 - Municipal Advisor Representative Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Maurice Smith.
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