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Eric Matthews

Jefferies LLC

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About Eric Matthews

Eric Matthews is a financial professional with over 5 years of experience in the industry. Eric currently works at Jefferies LLC as a Registered Representative. Eric is registered in North Carolina and New York. Eric's Series 79 license allows him to offer investment banking services and he holds the Series 63 license which allows him to sell securities in these states. Eric was previously with WELLS FARGO SECURITIES, LLC in Charlotte, NC. Eric is also a Series SIE exam holder.

Firm Information

Eric Matthews is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Matthews’s Registration & Firm History

NC

10/13/2017 - Present

Jefferies LLC (CHARLOTTE NC)

NC

09/26/2012 - 11/08/2017

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Matthews.
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