Unclaimed
Eric Matthews is a financial professional with over 5 years of experience in the industry. Eric currently works at Jefferies LLC as a Registered Representative. Eric is registered in North Carolina and New York. Eric's Series 79 license allows him to offer investment banking services and he holds the Series 63 license which allows him to sell securities in these states. Eric was previously with WELLS FARGO SECURITIES, LLC in Charlotte, NC. Eric is also a Series SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/13/2017 - Present
Jefferies LLC (CHARLOTTE NC)
NC
09/26/2012 - 11/08/2017
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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