Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Stockton is a financial advisor with LPL Financial LLC. Eric has been in the financial services industry since 2003, and holds Series 6, 7, 26, 63 and 66 licenses. Eric is registered to provide investment advisory services in Tennessee and Texas. Eric is also registered to provide securities services in Alabama, Arizona, California, Florida, Georgia, Illinois, Indiana, Kentucky, Missouri, New Hampshire, North Carolina, Ohio, Oklahoma, Oregon, Tennessee, Texas, and Vermont. Eric's professional experience includes previous employment with PFS Investments INC. from 2003 to 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
07/21/2017 - Present
LPL Financial LLC (HENDERSONVILLE TN)
TN
05/19/2003 - 12/10/2009
PFS INVESTMENTS INC. (GOODLETTSVILLE TN)
BOTH
Issued 07/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Stockton is the right advisor for you? Invested Better is here to help.
