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Eric Matthew Shive

Barclays Capital Inc.

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About Eric Matthew Shive

Eric Matthew Shive is a financial professional with over 10 years of experience in the industry. Eric has a wide range of experience, including roles at Goldman, Sachs & Co., J.P. Morgan Securities LLC, and currently at Barclays Capital Inc. Eric is a Series 7, Series 3, SIE, and Series 99TO licensed professional.

Firm Information

Eric Shive is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Shive’s Registration & Firm History

NY

01/28/2022 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

07/11/2018 - 03/23/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

08/02/2010 - 08/10/2016

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

08/02/2010 - 08/02/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

06/16/2009 - 08/02/2010

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2010

Series 3 - National Commodity Futures Examination

BC

Issued 04/27/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Matthew Shive.
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