Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Matthew Aponte is a financial advisor with over 18 years of experience in the industry. Eric currently works for ON Investment Management Co., where he is registered as a registered representative. Eric has held previous positions at FIFTH THIRD SECURITIES, INC. and FIDELITY BROKERAGE SERVICES LLC. Eric has a variety of experience in the financial services industry including general securities sales supervision, options, and general securities representative. Eric is licensed to offer advisory services in Kentucky and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
07/29/2016 - Present
ON Investment Management Co. (Blue Ash OH)
OH
08/22/2008 - 07/25/2016
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
KY
04/10/2007 - 06/27/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
NC
02/01/2007 - 04/10/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (DURHAM NC)
KY
04/20/2001 - 01/26/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
RI
05/03/2000 - 04/20/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
03/23/2000 - 05/03/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
02/22/2000 - 03/21/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
06/03/1999 - 12/31/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 09/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2012
Series 4 - Registered Options Principal Examination
BC
Issued 10/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/21/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/07/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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