Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Dye is a financial advisor in Scottsdale, Arizona, currently affiliated with Cetera Investment Advisers LLC. Eric has more than 20 years of experience in the financial services industry, having previously worked at LPL Financial LLC, J.P. Morgan Securities LLC, Cetera Advisor Networks LLC, and Invest Financial Corporation, among others. Eric holds several licenses and certifications, including the Series 6, 7, 63, 66, and SIE exams. Eric specializes in working with individuals, families, corporations, charitable organizations, and pension and profit-sharing plans. Eric's services include financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
10/08/2019 - 03/13/2020
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
08/07/2018 - 09/11/2019
J.P. MORGAN SECURITIES LLC (GOODYEAR AZ)
WI
02/22/2013 - 10/01/2015
CETERA ADVISOR NETWORKS LLC (CHIPPEWA FALLS WI)
WI
07/10/2009 - 02/27/2013
INVEST FINANCIAL CORPORATION (EAU CLAIRE WI)
WI
08/22/2008 - 07/10/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (EAU CLAIRE WI)
WI
01/31/2007 - 07/31/2008
SII INVESTMENTS, INC. (EAU CLAIRE WI)
WI
08/15/2002 - 03/31/2003
SII INVESTMENTS, INC. (APPLETON WI)
CO
01/28/1999 - 06/18/2002
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
04/03/1998 - 01/20/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Dye is the right advisor for you? Invested Better is here to help.
