Unclaimed
Eric Martinuzzi is a financial professional with over 20 years of experience in the industry. Eric is a registered representative with Lake Street Capital Markets, LLC and is licensed in Illinois and Minnesota. Eric has held previous roles with CRAIG-HALLUM CAPITAL GROUP LLC, THINKEQUITY PARTNERS, and U.S. BANCORP PIPER JAFFRAY INC. Eric has passed several industry exams, including the Series 7, Series 24, Series 27, Series 63, Series 79, Series 87, SIE and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
11/30/2012 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
08/23/2002 - 05/07/2012
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
CA
05/03/2001 - 07/09/2002
THINKEQUITY PARTNERS (SAN FRANCISCO CA)
MN
06/19/2000 - 04/10/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 05/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/16/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/26/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/02/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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