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Eric Martinuzzi

Lake Street Capital Markets, LLC

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About Eric Martinuzzi

Eric Martinuzzi is a financial professional with over 20 years of experience in the industry. Eric is a registered representative with Lake Street Capital Markets, LLC and is licensed in Illinois and Minnesota. Eric has held previous roles with CRAIG-HALLUM CAPITAL GROUP LLC, THINKEQUITY PARTNERS, and U.S. BANCORP PIPER JAFFRAY INC. Eric has passed several industry exams, including the Series 7, Series 24, Series 27, Series 63, Series 79, Series 87, SIE and Series 99TO.

Firm Information

Eric Martinuzzi is currently registered with Lake Street Capital Markets, LLC. Lake Street Capital Markets, LLC is a Limited Liability Company formed in May 2012. The firm is registered with the Securities and Exchange Commission and is also registered in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Martinuzzi’s Registration & Firm History

MN

11/30/2012 - Present

Lake Street Capital Markets, LLC (MINNEAPOLIS MN)

MN

08/23/2002 - 05/07/2012

CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)

CA

05/03/2001 - 07/09/2002

THINKEQUITY PARTNERS (SAN FRANCISCO CA)

MN

06/19/2000 - 04/10/2001

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/14/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 07/16/2012

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/26/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/02/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric Martinuzzi.
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