Unclaimed
Eric Gross is a financial professional with over a decade of experience in the industry. Eric has worked at several prominent financial institutions, including Goldman Sachs & Co. LLC, Barclays Capital Inc., and PIMCO Investments LLC. Eric is currently registered with Bofa Securities, Inc., a leading investment bank and brokerage firm. Eric has a strong background in investment banking and capital markets. Eric holds the Series 7, Series 63, Series 66, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
08/19/2021 - Present
Bofa Securities, Inc. (PALO ALTO CA)
CA
02/22/2021 - 07/09/2021
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
TX
06/27/2018 - 03/09/2021
GOLDMAN SACHS & CO. LLC (HOUSTON TX)
TX
08/28/2015 - 05/24/2018
BARCLAYS CAPITAL INC. (HOUSTON TX)
CA
02/14/2011 - 07/09/2013
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
01/11/2011 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 09/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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