Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Williams is a financial advisor with over 24 years of experience in the industry. Eric is currently registered with Mufg Securities Americas Inc. Eric previously worked at BTMU Securities, Inc., Mitsubishi UFJ Securities (USA), Inc. and Citigroup Global Markets Inc. Eric is also a registered principal and holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Eric is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
02/02/2011 - 01/20/2017
BTMU SECURITIES, INC. (New York NY)
NY
03/08/2010 - 01/26/2011
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
12/18/1998 - 03/28/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/14/1996 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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