Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Singer is a financial advisor with UBS Financial Services Inc. He is registered in 27 states and the District of Columbia, as well as with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. He is also a registered Investment Advisor in Ohio and Texas. Eric holds Series 7, 31, and 63 licenses, as well as the Securities Industry Essentials Exam (SIE). He has been working in the industry since 2001. Eric is a member of the Board of Directors with the ALS Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
04/04/2016 - Present
UBS Financial Services Inc. (COLUMBUS OH)
OH
04/02/2007 - 11/03/2008
MORGAN STANLEY & CO. INCORPORATED (DUBLIN OH)
OH
07/12/2002 - 04/02/2007
MORGAN STANLEY DW INC. (DUBLIN OH)
CT
11/08/2001 - 07/16/2002
ADVEST, INC. (HARTFORD CT)
MO
01/09/2001 - 10/23/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 08/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eric Singer is the right advisor for you? Invested Better is here to help.
