Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Behr is a financial advisor with over 30 years of experience in the industry. Eric has been registered with Wells Fargo Clearing Services, LLC since April 2022. Prior to that, Eric was with Morgan Stanley for 9 years. Eric has a strong track record of providing financial advice to individuals, families, and businesses. Eric is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/20/2022 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
04/18/2013 - 04/21/2022
MORGAN STANLEY (Boca Raton FL)
NY
11/21/2005 - 05/01/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
06/02/2003 - 12/13/2005
ADVEST, INC. (HARTFORD CT)
NY
03/28/2003 - 06/10/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 04/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/17/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/16/1987 - 01/22/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/11/1985 - 10/30/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 07/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/08/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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