Unclaimed
Eric Luftig is a financial professional with over 30 years of experience in the industry. Eric is currently registered with BMO Capital Markets Corp., where he has been employed since 2009. Previously, Eric worked at GE Capital Markets, Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp. and Deutsche Bank Securities Inc. Eric is a licensed Series 7, Series 24, Series 63, and SIE representative. Eric's expertise includes investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
04/06/2009 - Present
BMO Capital Markets Corp. (New York NY)
NY
04/24/2008 - 03/05/2009
GE CAPITAL MARKETS, INC. (NEW YORK NY)
NY
01/14/2008 - 03/11/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/14/1999 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/07/1999 - 07/16/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
11/12/1992 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 03/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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