linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Eric Manuel Vallejo

Kingswood Capital Partners, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Eric? Claim Your Profile

About Eric Manuel Vallejo

Eric Vallejo is a financial professional with over 30 years of experience in the industry. Eric is currently registered with Kingswood Capital Partners, LLC and has a Series 7, 24, 55, 57, 79, 99, and 63 license. Eric has previously been registered with Newbridge Securities Corporation, Emerson Bennett & Associates, Brauer & Associates, Inc., Euro-Atlantic Securities Inc., Guardian International Securities Corp., and J. W. Gant & Associates, Inc. Eric is licensed in Florida.

Firm Information

Eric Vallejo is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eric Vallejo’s Registration & Firm History

CA

03/14/2023 - Present

Kingswood Capital Partners, LLC (SAN DIEGO CA)

FL

01/12/2001 - 04/01/2021

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

FL

04/29/1998 - 10/23/2000

EMERSON BENNETT & ASSOCIATES (FT. LAUDERDALE FL)

FL

05/21/1997 - 02/10/1998

BRAUER & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

11/22/1991 - 04/03/1997

EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)

NA

07/13/1990 - 11/25/1991

GUARDIAN INTERNATIONAL SECURITIES CORP.

NA

01/22/1988 - 07/20/1990

J. W. GANT & ASSOCIATES, INC.

Not sure if Eric Manuel Vallejo is right for you?

Licenses & Designations

BC

Issued 12/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/23/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Eric Manuel Vallejo. Review regulatory record here.
Not sure if Eric Manuel Vallejo is right for you?