Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Man Kit Lee is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Eric is also registered with the state of California as an Investment Advisor Representative. Eric has been in the securities industry since 2019 and is a registered representative with the Financial Industry Regulatory Authority. Eric holds Series 7, 63, and 66 licenses. Eric has experience working with high net worth individuals, corporations, and institutions. Eric's previous experience includes working with HSBC Bank USA NA and Cetera Investment Services. Eric is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTEREY PARK CA)
CA
04/05/2019 - 07/24/2019
HSBC SECURITIES (USA) INC. (ARCADIA CA)
BOTH
Issued 10/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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