Unclaimed
Eric Ma is a financial advisor with over 17 years of experience in the financial services industry. Eric is currently registered with Cetera Investment Advisers LLC and has previously worked at U.S. Bancorp Investments, Inc., HSBC Securities (USA) Inc., and Wells Fargo Advisors, LLC. Eric holds Series 66, Series 7 and SIE licenses. Eric has a wide range of experience advising high-net-worth individuals, corporations, and other businesses on financial planning and investment management. Eric is a Certified Financial Planner and holds a state exam in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/03/2022 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
06/17/2019 - 09/29/2022
U.S. BANCORP INVESTMENTS, INC. (HACIENDA HEIGHTS CA)
CA
11/08/2016 - 06/19/2019
HSBC SECURITIES (USA) INC. (SAN GABRIEL CA)
CA
01/03/2011 - 10/26/2016
WELLS FARGO ADVISORS, LLC (PASADENA CA)
CA
10/13/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ARCADIA CA)
BOTH
Issued 10/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Ma is the right advisor for you? Invested Better is here to help.