Unclaimed
Eric Larsen is a financial advisor at Hamilton Lane Securities LLC, a registered broker-dealer. Eric has been in the financial services industry since 2005. Eric has a variety of licenses and registrations, including Series 6, 7, 24, 63, and 66. Eric is also registered with the Financial Industry Regulatory Authority (FINRA) and in all 50 states. Before Hamilton Lane Securities LLC, Eric worked at Allianz Global Investors Distributors LLC, J.P. Morgan Institutional Investments Inc., JPMORGAN DISTRIBUTION SERVICES, INC., BEAR, STEARNS & CO. INC. and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/22/2022 - Present
Hamilton Lane Securities LLC (CONSHOHOCKEN PA)
NY
04/12/2016 - 11/01/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
01/03/2011 - 01/22/2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
08/07/2008 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
08/14/2007 - 08/08/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/06/2003 - 04/19/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
10/04/2001 - 05/05/2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 09/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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