Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Rolfes is a financial professional with experience in the investment banking industry. Eric is currently registered with Houlihan Lokey Capital, Inc. and has been working with this firm since August 2019. Eric is licensed in California and holds the Series 63, SIE, and Series 79 licenses. Eric has been in the financial services industry since June 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/03/2019 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
08/08/2016 - 10/02/2018
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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