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Eric Lucas McKean

Samuel A. Ramirez & Company, Inc.

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About Eric Lucas McKean

Eric McKean is a registered representative with Samuel A. Ramirez & Company, Inc., a firm that is registered with both FINRA and the SEC. Eric has been active in the financial industry since 2013. Eric has a Series 79, Series 50, Series 52, and SIE licenses. Eric's registration is active in California and Arizona. Before joining Samuel A. Ramirez & Company, Inc., Eric was registered with Stifel, Nicolaus & Company, Incorporated in San Francisco.

Firm Information

Eric McKean is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric McKean’s Registration & Firm History

CA

06/16/2022 - Present

Samuel A. Ramirez & Company, Inc. (LOS ANGELES CA)

CA

10/22/2013 - 06/14/2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 12/02/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/28/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/21/2013

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Lucas McKean.
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