Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Louis Brachfeld is a seasoned financial professional with over 28 years of experience in the securities industry. Eric is currently registered with Vntr Securities LLC and has been a registered representative for the firm since December 2016. Eric has held various positions at several prominent firms including Fusion Analytics Securities LLC, Morpheus Securities LLC, Gentry Securities LLC, Bridge Capital Associates, Inc., Ledgemont Securities LLC, Ledgemont Capital Markets LLC and Indigo Securities LLC. Eric holds several industry licenses including Series 7, 63, 24, 14, 87, 79TO, 99TO and SIE. Eric is registered in 52 states and jurisdictions as a Broker Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/21/2016 - Present
Vntr Securities LLC (New York NY)
NY
10/13/2014 - 12/07/2016
FUSION ANALYTICS SECURITIES LLC (New York NY)
NJ
03/07/2014 - 08/05/2014
MORPHEUS SECURITIES LLC (WEST ORANGE NJ)
NY
05/17/2011 - 05/07/2014
GENTRY SECURITIES LLC (NEW YORK NY)
NY
09/08/2010 - 05/11/2011
BRIDGE CAPITAL ASSOCIATES, INC. (NEW YORK NY)
NY
02/04/2008 - 07/29/2010
LEDGEMONT SECURITIES LLC (NEW YORK NY)
NY
11/25/2009 - 07/01/2010
LEDGEMONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
10/30/2009 - 11/04/2009
LEDGEMONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
01/02/2003 - 01/25/2008
INDIGO SECURITIES LLC (NEW YORK NY)
NY
01/04/1993 - 07/10/2001
MCFARLAND DEWEY SECURITIES CO., L.P. (NEW YORK NY)
IA
Issued 05/21/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Brachfeld is the right advisor for you? Invested Better is here to help.
