Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lord is a financial advisor with over 16 years of experience in the industry. Eric is currently registered with Thinkequity LLC and previously worked at Joseph Gunnar & Co. LLC, AEGIS CAPITAL CORP., Rodman & Renshaw, LLC, and Maxim Group LLC. Eric holds the Series 7, 24, 63, 79TO and SIE licenses. Eric is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/20/2018 - Present
Thinkequity LLC (NEW YORK NY)
NY
09/09/2015 - 04/19/2018
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
09/09/2011 - 10/06/2015
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
05/27/2008 - 09/13/2011
RODMAN & RENSHAW, LLC (NEW YORK NY)
NY
10/12/2006 - 06/20/2008
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 10/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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