Unclaimed
Eric Look is a financial professional with over 1 year of experience in the industry. Eric is currently registered with Mizuho Securities USA LLC and has a Series 63, Series 86, Series 87, Series 7TO, and SIE license. Eric was previously registered with Berenberg Capital Markets LLC. Eric has a broad range of experience in the securities industry and has worked in a variety of roles, including as a research analyst. Eric is dedicated to providing clients with the highest level of service and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/30/2021 - 12/21/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 09/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/02/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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