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Eric Look

Mizuho Securities USA LLC

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About Eric Look

Eric Look is a financial professional with over 1 year of experience in the industry. Eric is currently registered with Mizuho Securities USA LLC and has a Series 63, Series 86, Series 87, Series 7TO, and SIE license. Eric was previously registered with Berenberg Capital Markets LLC. Eric has a broad range of experience in the securities industry and has worked in a variety of roles, including as a research analyst. Eric is dedicated to providing clients with the highest level of service and is committed to helping clients achieve their financial goals.

Firm Information

Eric Look is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Look’s Registration & Firm History

NY

01/03/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/30/2021 - 12/21/2022

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2021

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/02/2021

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric Look.
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