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Eric Looby

Newedge Advisors

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About Eric Looby

Eric Looby is a financial advisor who has been in the industry for over 25 years. Eric is registered with Newedge Advisors, a financial services firm that has been in business for over 50 years. Newedge Advisors provides a variety of financial services, including investment management, financial planning, and retirement planning. Eric has a strong track record of success in the financial services industry. Eric is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Eric Looby is currently registered with Newedge Advisors. Newedge Advisors is an investment advisor with over $10 billion in assets under management. They provide a wide range of financial planning and advisory services to individuals, businesses, charitable organizations, pension plans, and high-net-worth individuals. The firm has over 396 investment advisor representatives and 194 registered representatives located throughout the United States. Newedge Advisors also offers wrap fee programs.
Newedge Advisors

858 CAMP STREET

NEW ORLEANS, LA 70130

$18.43B

Assets Under Management

141

Total Clients

420

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Looby’s Registration & Firm History

SD

01/31/2025 - Present

Newedge Advisors (Sioux Falls SD)

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Licenses & Designations

BOTH

Issued 04/14/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Looby.
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