Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lofgren Herndon is a financial professional with over 30 years of experience in the financial services industry. Eric is currently registered with Hilltop Securities Inc. and has been with the firm since 2019. Prior to joining Hilltop Securities Inc., Eric was employed by Piper Jaffray & Co. and BMO Capital Markets Corp. Eric holds Series 3, 7, 52TO and SIE licenses and is registered to sell securities in 53 states. Eric specializes in providing financial advice to individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
IL
08/29/2019 - Present
Hilltop Securities Inc. (CHICAGO IL)
IL
10/10/2015 - 06/01/2018
PIPER JAFFRAY & CO. (Chicago IL)
NY
01/31/2011 - 10/29/2015
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
IL
07/08/1992 - 10/19/2015
BMO CAPITAL MARKETS GKST INC. (CHICAGO IL)
BC
Issued 08/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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