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Eric Lind Baurichter

Great Point Capital LLC

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About Eric Lind Baurichter

Eric Lind Baurichter is a financial advisor with over 19 years of experience in the industry. Eric is currently registered with Great Point Capital LLC in Chicago, IL. Eric is also a registered representative with FINRA. Previously Eric was registered with IFS Securities, Lawson Financial Corporation, Wolfe & Hurst Bond Brokers Inc., Miller Johnson Steichen Kinnard, Inc., and R.W. Smith & Associates, Inc. Eric has a strong background in municipal securities, as evidenced by his Series 52 and Series 53 licenses. Eric is dedicated to providing his clients with the highest level of service and expertise.

Firm Information

Eric Baurichter is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Baurichter’s Registration & Firm History

IL

07/13/2022 - Present

Great Point Capital LLC (CHICAGO IL)

GA

10/14/2016 - 12/31/2016

IFS SECURITIES (ATLANTA GA)

AZ

11/06/2012 - 06/23/2016

LAWSON FINANCIAL CORPORATION (PHOENIX AZ)

AZ

11/19/2001 - 10/10/2012

WOLFE & HURST BOND BROKERS INC. (SCOTTSDALE AZ)

MN

09/27/2001 - 11/01/2001

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

NJ

09/30/1998 - 10/31/2001

R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/23/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/29/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Eric Lind Baurichter.
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