Unclaimed
Eric Lind Baurichter is a financial advisor with over 19 years of experience in the industry. Eric is currently registered with Great Point Capital LLC in Chicago, IL. Eric is also a registered representative with FINRA. Previously Eric was registered with IFS Securities, Lawson Financial Corporation, Wolfe & Hurst Bond Brokers Inc., Miller Johnson Steichen Kinnard, Inc., and R.W. Smith & Associates, Inc. Eric has a strong background in municipal securities, as evidenced by his Series 52 and Series 53 licenses. Eric is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/13/2022 - Present
Great Point Capital LLC (CHICAGO IL)
GA
10/14/2016 - 12/31/2016
IFS SECURITIES (ATLANTA GA)
AZ
11/06/2012 - 06/23/2016
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
AZ
11/19/2001 - 10/10/2012
WOLFE & HURST BOND BROKERS INC. (SCOTTSDALE AZ)
MN
09/27/2001 - 11/01/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
NJ
09/30/1998 - 10/31/2001
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
BC
Issued 07/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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